SEC Form 11-K is a filing with the Securities and Exchange Commission (SEC) that is used by certain large companies to report annual financial information. The form is similar to the annual report that these companies would file with the SEC on Form 10-K, but it includes additional information that is required by the SEC.
The SEC requires companies to file Form 11-K if they meet certain criteria, including having a public float of $1.2 billion or more, or having annual revenues of $10 billion or more. Companies that meet these criteria must file Form 11-K within 60 days after the end of their fiscal year.
Form 11-K must include all of the information required by Form 10-K, as well as any additional information that is required by the SEC. Some of the information that may be required on Form 11-K includes information about the company's compensation programs, insider trading policies, and corporate governance practices.
Form 11-K is not available to the public, but it can be obtained from the SEC's website. What do you look for in SEC filings? There are a few key things that I look for when reviewing SEC filings. First, I want to get a clear understanding of the company's business model and how they generate revenue. This helps me to understand the company's financials and assess their overall financial health. Second, I look for any red flags that may indicate financial irregularities or fraud. Third, I want to see how the company is managing its finances and whether or not they are taking on too much debt. Finally, I want to see if there are any insider trading activities going on.
Do all companies need to file with the SEC?
No, all companies do not need to file with the SEC. Small businesses may be exempt from SEC registration requirements. However, even if a company is exempt from SEC registration, it may still need to file certain reports with the SEC, such as reports of insider trading. What is the difference between 424B4 and 424b5? The difference between 424B4 and 424B5 is that 424B4 is a filing that is required to be filed by an issuer of securities that is registered with the SEC, while 424B5 is a filing that is not required to be filed by an issuer of securities that is registered with the SEC.
Why do companies file 8-K?
There are a few key reasons why companies file 8-Ks with the SEC:
1. To report material events: Companies are required to disclose any material events that could impact their business or financial performance. This could include anything from a major acquisition or merger to a change in senior management.
2. To report changes in financial condition: Companies must disclose any significant changes in their financial condition, such as a substantial increase or decrease in cash on hand.
3. To report changes in accounting practices: Companies must disclose any changes in their accounting practices that could impact their financial statements. For example, if a company changes the way it recognizes revenue, it would need to disclose this in an 8-K.
4. To report changes in share structure: Companies must disclose any changes in their share structure, such as a stock split or dividend.
5. To report material contracts: Companies must disclose any material contracts that they enter into, such as a major supply agreement.
6. To report insider trading: Companies must disclose any insider trading that occurs, as this could impact the company's stock price.
7. To report significant litigation: Companies must disclose any significant litigation that they are involved in, as this could impact their business or financial performance.
8. To report other material information: Companies may also use 8-Ks to disclose other material information that they feel is important to investors. Who must file an 11-K? An 11-K is a report that certain publicly traded companies must file with the US Securities and Exchange Commission (SEC). The report must be filed by companies that have a class of securities registered with the SEC under the Securities Exchange Act of 1934. The report must contain information about the company's financial condition and operations.